Fundamental Global Investors is a fund manager in Mooresville with $127.81 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
455182330
SEC advisor number
801-76977
FINRA CRD number
164299
AUM ?
$127.81 mm
(as of 31 Mar 21)
Accounts
15
(as of 31 Mar 21)
Employees
6
(6 investment advisory or research)
Address
Fundamental Global Investors
4201 CONGRESS STREET, SUITE 140
CHARLOTTE
NC 28209
4201 CONGRESS STREET, SUITE 140
CHARLOTTE
NC 28209
Office hours
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Phone
704-323-6851
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Moglia, Joseph, Hugh | Member | 06/2012 | 25-50% |
Cerminara, Daniel, Kyle | Manager and Member | 06/2012 | 25-50% |
Johnson, Lewis, Mckay | Manager and Member | 06/2012 | 25-50% |
Sutton, Jeffrey, Lance | Chief Operating Officer and Chief Compliance Officer | 10/2015 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Fundamental Global Investors, LLC | $127.81 mm | |
Cwa Fgi Special Opportunities Fund, LP | $19.08 mm | Other Private Fund |
FG Special Situations Fund, LP | $5.00 mm | Hedge Fund |
Fgi 1347 Holdings, LP | $2.12 mm | Hedge Fund |
Fgi Global Asset Allocation Fund, LP | $44.64 mm | Hedge Fund |
Fgi Global Asset Allocation Fund, LTD. | $5.84 mm | Hedge Fund |
Fgi Global Asset Allocation Offshore Fund, LTD. | $2.14 mm | Hedge Fund |
Fgi Metrolina Property Income Fund, LP | $9.10 mm | Real Estate Fund |
Fundamental Activist Fund I, LP | $11.88 mm | Hedge Fund |
Fundamental Global Capital Appreciation Fund, LP | $7.71 mm | Hedge Fund |
Fundamental Global Holdings, LP | $5.10 mm | Hedge Fund |
Fundamental Global Partners Offshore Fund, LTD. | $1.68 mm | Hedge Fund |
Fundamental Global Partners QP, LP | $2.65 mm | Hedge Fund |
Fundamental Global Partners, LP | $10.11 mm | Hedge Fund |
Latest filings (excl ownership)
DFAN14A
Additional proxy materials by non-management
22 Apr 15
DEFC14A
Proxy in contested solicitation
16 Apr 15
CORRESP
Correspondence with SEC
13 Apr 15
PRRN14A
Revised preliminary proxy statement filed by non-management
13 Apr 15
CORRESP
Correspondence with SEC
26 Mar 15
PREC14A
Preliminary proxy with contested solicitation
26 Mar 15
DFAN14A
Additional proxy materials by non-management
16 Mar 15
Latest ownership filings